Operational Order No. 00447

5 Aug

Seventy years ago today the infamous Operational Order No. 00447 was approved by the Politburo of the Soviet Union. The Order launched, according to the document, “a campaign of punitive measures against former kulaks, active anti-soviet elements, and criminals.” In the appending memo to Stalin’s personal secretary, A. N. Poskrebyshev, M. P. Frinovsky, then deputy commissar of the NKVD, wrote, “I ask that you send the decree to members of the Politburo for their vote, and please send an extract of relevant items to Comrade Ezhov.”

Dated 30 July 1937, the document outlines which groups would be subjected to “punitive measures,” how they would be carried out, and provided execution and arrest quotas for every oblast and autonomous republic.

The document split those subject to “punitive measures” into two categories. The document reads:

  1. “To the first category belong all the most active of the above mentioned elements [kulaks, former Whites, criminals, Mensheviks and other anti-soviet parties, fascists, religious sectarians, etc]. They are subject to immediate arrest and, after consideration of their case by the troikas, to be shot.
  2. To the second category belong all the remaining less active but nonetheless hostile elements. They are subject to arrest and to confinement in concentration camps for a term ranging from 8 to 10 years, while the most vicious and socially dangerous among them are subject to confinement for similar terms in prisons as determined by the troikas.”

Quotas for the first category range from 100 (in Komi ASSR and Kalmuk ASSR, for example) to 5000 (in Western Siberia, Moscow oblast, and Azov-Black Sea). Estimates for the second category ranged from 300 (again in Komi and Kalmuk) to 30,000 (Moscow).

The quotas were merely guidelines for execution and arrest. Considering that they all end in zeros says that the Party had no idea how many “anti-Soviet elements” roamed the country. The quotas were merely estimates presumably made from local NKVD reports. The quotas give a total estimate of 50,950 in the first category and 167,200 in the second category. A grand total of 218,150 persons. The order essentially transfered almost all criminal proceedings to NKVD troikas in 1937-38. According to figures released by the Russian Government in 1995, troikas handed down 688,000 sentences or 87% of all criminal sentences in the USSR in 1937 and 75% in 1938. A total of 681,692 people were sentenced to be shot in 1937-38, with 92.6% of those sentences handed down by troikas.

What is interesting about the Order is where it placed the power to deem an individual (and/or their family members) subject to “punitive measures.” Troikas (three man commissions) were to comprise of commissars of the republic’s NKVD or by regional departments. The minutes of the troikas investigation were the sole legal basis for a person’s execution or arrest. The day to day implementation of the mass operations was essentially outside the purview of central organs. Stalin basically handed local NKVD agents the power to wipe out their local rivals. And a bloodbath ensued. Most of the victims of this blind terror were regular people, most without any political connections at all.

An English translation of Operational Order 00447 can be found in J. Arch Getty, The Road to Terror: Stalin and the Self-Destruction of the Bolsheviks, 1932-1939, p. 473-480.